Have you checked out the new BrokerCheck? The investor-friendly tool has been updated to be even more user friendly. Now you can run BrokerCheck directly from FINRA’s home page. And, a new graphical timeline output makes it easier to read and interpret the results.
Take a few minutes to check out the new and improved BrokerCheck and, most importantly, be an informed investor by knowing as much as possible about your investment professional and/or firm. For more information about BrokerCheck, see the helpful FAQs here.