Wednesday’s Word: CRD

By Dylan Donley, Spring 2014 Graduate Research Assistant

CRD stands for the Central Registration Depository.

The CRD system is an online registration and licensing system for the U.S. securities industry, state, and federal regulators, and self-regulatory organizations (“SROs”), such as FINRA.  The CRD system contains broker/dealer information, associated person information, and information filed by regulators.  A CRD contains a broker’s licensure status, disciplinary actions with regulators and customer and investor complaints.  It will also contain a broker’s education and career history.

By using BrokerCheck an investor can access some of the information available in the CRD.