by La’ Nise Harrington, Spring 2017 Student Intern
FINRA, the SEC, and NASAA are all acronyms that you may have come across in your investment history. And they all may have been enough to start a headache. Luckily, your friends at the IAC, (sorry for that one) are here to be your aspirin. We’re here to tell you what they all mean and even add a new one to your vocabulary: SIFMA.
SIFMA is the Securities Industry and Financial Markets Association. SIFMA is an industry trade group that advocates for the U.S. Securities Industry. The Securities Industry includes broker-dealers, banks and asset managers, and SIMFA has joined them all together to promote strong capital and financial markets. For more information on SIFMA, visit their website.